關於「Robo advisor SFC」標籤，搜尋引擎有相關的訊息討論：

[PDF] Guidelines on Online Distribution and Advisory Platforms - SFC。

Including advisory services provided on a discretionary basis and automated/robo-advice. 2 The SFC's Guidelines for the Regulation of Automated Trading ...： 。

Alert List | Securities & Futures Commission of Hong Kong - SFC。

Broche Capital Advisors, Unlicensed entities, 26 Oct 2011. Brock Holdings, Unlicensed entities, 22 Jul 2020. Bronte Financial, Unlicensed entities ...： 。

SFC Guidelines on Online Platforms and Advisory Services - Charltons。

2018年4月26日 · Guidance and requirements for robo-advisers;. Discharging the suitability requirement in an online context; and. Additional measures applicable ...： 。

Hong Kong tightening rules for robo advisors - Citywire Asia。

2018年4月2日 · Following a consultation that began in May 2017, the Securities and Futures Commission (SFC) will gazette the final guidelines on 6 April next ...： 。

Investor Alert List - Monetary Authority of Singapore。

Results 1 - 710 of 710 · ... associated with or affiliated to Saxo Capital Markets Pte Ltd, a Capital Market Services Licensee and Exempt Financial Adviser.： SFC? | SFC?。

SFC licensees per firm - Webb-site。

Click on the last column to see the history of a firm. Take me back: Activity type: All, Advising on corporate finance, Advising on futures contracts ...。

Hong Kong's SFC says robo-advisers should provide info to clients ...。

2018年3月28日 · The Hong Kong Securities and Futures Commission (SFC) has clarified its stance regarding the provision of robo-advice.： 。

Appointment of Listing Committee Members - HKEX。

2017年7月7日 · Ms Yeung is a member of the Financial Reporting Council, a member of the SFC (HKEC Listing) Committee of the SFC, a member of the Advisory ...： 。

Schroder ISF Global Credit Income - Retail Investors。

Think Income · Flexibility in investing across a wide range of bonds and credits · Providing monthly and fixed payout choices (dividend may be paid out of capital)*.： tw | tw。

Telephone Directory。

... 915A 295-1013 Mil Pers SFC Harold C Rushing 917 295-1338 Mail & Distr SFC ... Services Div LTC J P Byrd 756-5555 Scientific Advisor WW Hollis 756-2367 ...